New clients forms and due diligence

hsp
hsp Registered Posts: 8 New contributor 🐸
Hi all
I’m new here and I. The process of getting my license
Does anyone have forms that you use to collect information from new clients
Do you need to do due diligence on them? What forms do you send to them?
Any help will be appreciated

Comments

  • MarieNoelle
    MarieNoelle Registered, Moderator Posts: 1,368
    Hi @hsp

    The AAT website has a comprehensive "Licensed member toolkit" under MyAAT, with client onboarding checklist and practice AML reviews etc...
    You may be able to access this once you receive your licence.
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